The Securities Logo.
Conch Shell and Coat of Arms.

Overview.
About the SCB.
Legislation & Policies.
Act and Regulations.
Registrants.
Forms.
Policies.
Notices.
Cases.
Investor Education.
News & Events.
Links.
Picture of Palm trees and clear skies.
Bahamas Text.

 

ACTS AND REGULATIONS

The Commission has provided links to downloadable complete versions of the following acts and regulations for your convenience.  Please note that you will need the latest version of Adobe Acrobat to view the file.  To obtain the latest free version simply click here.  If you have the latest version please click on one of the links below.


INVESTMENT FUNDS ACT, 2003

  Investment Funds Act, 2003, Notice 2006
  Investment Funds Act, 2003
  Investment Funds Regulations, 2003
  Investment Funds (SMART Fund) Rules, 2003

  Investment Funds (Financial Statements Extension of Time) Rules, 2004

  Investment Funds (SMART Fund) Rules, 2005

•  Investment Funds (Amendment) Act, 2007

 

FAQs - Implementation of the Investment Fund's Act, 2003

 

Guidelines for Anti-Money Laundering & The Countering of Terrorist Financing

Prescribed Securities Exchanges and Jurisdictions under the Investment Funds Act, 2003

SECURITIES INDUSTRY ACT, 1999

  Securities Industry Act, 1999 (including amendments made in 2001)

  Securities Industry Amendment Act, 2001

 Securities Industry Regulations, 2000

•  Securities Industry (Amendment) Act, 2007


Legislation contained on this page has been reproduced by and for the Securities Commission of the Bahamas for use on its website. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.

 

 
Home   |   Contact Us   |   Site Index   |   Disclaimer   |   Search
© 2001 Securities Commission of the Bahamas