ACTS AND REGULATIONS

The Commission has provided links to downloadable complete versions of the following acts and regulations for your convenience.  Please note that you will need the latest version of Adobe Acrobat to view the file.  To obtain the latest free version simply click here.  If you have the latest version please click on one of the links below.

► Financial and Corporate Service Providers Act, 2000

•  Financial and Financial and Corporate Service Providers Act, 2000 (Consolidated Version)

•  Financial and Corporate Service Providers Regulations, 2001
•  Financial and Corporate Service Providers (Amendment) Act, 2008
•  Financial and Corporate Service Providers (License) (Amendment) Order 2009

► INVESTMENT FUNDS ACT, 2003

•  Investment Funds Act, 2003
•  Investment Funds Regulations, 2003
•  Investment Funds (SMART Fund) Rules, 2003

•  Investment Funds (Financial Statements Extension of Time) Rules, 2004

•  Investment Funds (SMART Fund) Rules, 2005

•  Investment Funds (Amendment) Act, 2007

•  Investment Fund Smart Fund Model 006 2009

FAQs - Implementation of the Investment Fund's Act, 2003

Prescribed Securities Exchanges and Jurisdictions under the Investment Funds Act, 2003

Prescribed Securities Exchanges and Jurisdictions under the Investment Funds Act, 2003 (Amended 2006)

► SECURITIES INDUSTRY ACT, 1999

•  Securities Industry Act, 1999 (including amendments made in 2001)

•  Securities Industry Amendment Act, 2001

•  Securities Industry Regulations, 2000

•  Securities Industry (Amendment) Act, 2007 

•  Securities Industry (Amendment) Regulations 2009

Legislation contained on this page has been reproduced by and for the Securities Commission of the Bahamas for use on its website. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.