SIA Bill 2011
2011 Statement of Priorities
Acts and Regulations

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promotes confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission supervises and regulates the activities of the investment funds, securities and capital markets, and financial and corporate services. It is responsible for administering the following legislation as well as relevant regulations

The Commission has provided links to downloadable complete versions of the following acts and regulations for your convenience. Please note that you will need the latest version of Adobe Acrobat to view the files. To obtain the latest free version simply click the Adobe Acrobat Download link at the left. If you already have the latest version please click on one of the links below.


Securities Industry Act and Regulations

Securities Industry Act, 2011 (Appointed Day Notice) PDF
Securities Industry Act, 2011 PDF
Securities Industry Regulations, 2012 PDF
Securities Industry (Amendment) Regulations, 2012 PDF
Securities Industry Act, 1999 (including amendments up to 2007) PDF
Securities Industry (Amendments) Act, 2008 PDF
Securities Industry Regulations, 2000 (including amendments up to 2008) PDF
Securities Industry (Amendment) Regulations 2009 PDF

Investment Funds Act and Regulations

Investment Funds Act, 2003 PDF
Investment Funds (Amendment) Act, 2007 PDF
Investment Funds (Amendment) Act, 2010 PDF
Investment Funds (Amendment) Act, 2011 PDF
Investment Funds Regulations, 2003 PDF
Investment Funds (Amendment) Regulations, 2010 PDF
IFAA Appointed Day Notice 2010 PDF
Prescribed Securities Exchanges and Jurisdictions under The Investment Funds Act, 2003 PDF
Prescribed Securities Exchanges and Jurisdictions under The Investment Funds Act, 2003 (Amendment 2006) PDF
Investment Funds (Amendment) Regulations, 2013 PDF

Financial and Corporate Service Providers Act and Regulations

Financial and Corporate Service Providers Act, 2000 (Consolidated Version) PDF
Financial and Corporate Service Providers (Amendment) Act, 2008 PDF
Financial and Corporate Service Providers (License) Amendment) Order, 2009 PDF
Financial and Corporate Service Providers Regulations, 2001 PDF

Financial Transactions Reporting Act and Regulations

Financial Transactions Reporting Act, 2000 PDF
Financial Transactions Reporting (Amendment) Act, 2003 PDF
Financial Transactions Reporting (Amendment) Act, 2007 PDF
Financial Transactions Reporting (Amendment) Act, 2008 and (Appointed Day) Notice 2009 PDF
Financial Transactions Reporting Regulations, 2000 PDF
Financial Transactions Reporting (Amendment) Regulations, 2003 PDF
Financial Transactions Reporting (Wire Transfers) Regulations, 2009 PDF
Financial Transactions Reporting (Amendment) Regulations, 2009 PDF
Financial Transaction Reporting (Amendment) Act, 2014 PDF




Legislation contained on this website has been reproduced by and for the Securities Commission of The Bahamas for its use. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.

Adobe Download