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Investor Alerts and Public Notices

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promotes confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission strongly believes in accountability to the Bahamian public. In so doing, the institution releases public notices to inform the general public of its decisions in an effort to promote a transparent regulatory process.

Please note that all public notices are archived by year.

Special Notices

RE: Guidance on Hurricane Related Disruptions
RE: Extension of Time Periods specified in Sections 66(1), 66(2) & 67(1) of the IFA, 2003
RE: Exchange Control Regulations (Iraq) Directions 1990
RE: Banks and Trust Companies Licensed under the Banks & Trust Companies Regulation Act, 1965.

2012

RE: Protocol for On-Site Examinations for Jointly Regulated Entities

2011

RE: Re-Categorization of Firms and Individuals under the SIA 2011
RE: Regulatory Status of BSL
RE: Requirements for Financial Filings (SIA, 1999)
RE: Regulatory Authority on Information Sharing
RE: Consultation White Paper on Physical Presence
RE: Regulatory Status of Bahamas Supermarkets Limited
RE: Tortola Capital
RE: Release of Updated SCB AML-CFT Guidelines
RE: Policy for Licensing SIAs
RE: Registration of Registrar and Transfer Agents
RE: Transfer of the Examination for FCSP to the Commission under the FCSPA 2000
RE: Cornish Willoughby Associates
RE: Life Group International
RE: Progressive Management
RE: Water Investment
RE: Suspension Lifted on Trading of AML Shares
RE: Suspension of Trading in Shares of AML Foods Limited
RE: International Best Practices for Takeovers
RE: Energy Group International
RE: Crosslands CGMA Brokers

2010

RE: Calculation of the Rate of Interest
RE: SCB-Guidance Notes: Fitness and Propriety of MLROs
RE: Unlicensed FCSP Operators (Extension of Time Limit)
RE: Unlicensed FCSP Operators
RE: Amendments to IFA 2003 and IFR 2003
RE: Taurus Global Markets
RE: The Hastings Capital Group
RE: Hi-Tech America Development Company
RE: Stock Exchange of the Caribbean & Solaris Holding International Inc.

2009

RE: Liberia Order 08
RE: Mellor Holdings
RE: Revised Guidelines on Anti-Money Laundering and the Countering Financing of Terrorism
RE: Gulf International Investment
RE: Imperia Invest IBC
Re: World Distribution Network

2006

RE: Williams Matthey Ltd.
Re: Dominion Investments (Nassau) Ltd.

2005

RE: Argus Global Equities Ltd.

2004

RE: Mario Jaeger & JR CTS Trend Ltd.
RE: Meridian Capital Investments INC.
RE: Summit Capital Corp. INC.
RE: Atlantis Capital Fund Limited

2003

RE: Lampley, Lampley & Jones
RE: Laverty Assets Ltd. - Graves Stanley & Peabody Limited (aka GSP Limited)

2001

RE: The Oracle Fund Ltd. and Fortis Fund Services (Bahamas)
RE: The Commission Lifts Conditions - Fortis Funds Services (Bahamas) Ltd.

2000

RE: Securities Commission - Sole Securities Regulatory Authority
RE: Requirement to Apply for Registration Under the SIA, 1999 and the SIR, 2000