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News and Events

Consultation period extended to June 14th, 2008 for Continuing Obligation Guides for SIA and IFA registrants and licensees

Commission publishes Guide to Onsite Examination Process

Commission releases Policy on Interim Treatment of Master/ Feeder Fund Structures

Commission issues Press Release on Extension of Consultation Process for draft SIA

Commission releases Draft Securities Industry Act, 2008 for consultation 

Current list of licensees/registrants under:
Financial and Corporate Service Providers Act, 2000
Investment Funds Act, 2003
Securities Industry Act, 1999

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