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Judgments

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promotes confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission's regulatory and supervisory authority is derived from legislation comprising various Acts and subsidiary legislation made thereunder consisting of Regulations, Rules and Guidelines.

Below are downloadable versions of cases the Securities Commission has been involved with.

April 11, 2001

IN THE MATTER of Section 26 of the Mutual Funds Act and IN THE MATTER of Section 92 of the International Business Companies Act.

Securities Commission of the Bahamas (Plaintiff) v.

Allstair-Prescott Ltd. and thirty-five (35) other defendant companies (Defendants)

July 4, 2000

IN THE MATTER of an application by Petroleum Products Limited and Fabian Investments Limited for leave to apply for Judicial Review and IN THE MATTER of certain provisions of the Securities Industry Act 1999 and IN THE MATTER of a Complaint against a decision of the Securities Commission of the Bahamas by the above-named applicant.

Securities Commission of the Bahamas (Respondent)

Ex Parte Petroleum Products Limited and Fabian Investments Limited (Applicants)