Legislation and Policies

This section is dedicated to providing you with real time access to the following types of information:

•  A list of approved registrants with the Commission
•  Forms needed to apply for licensing or registration with the Securities Commission
•  Government and Public Policies that have been addressed over the past few years.  Special
•  Notices to Investors and Fund Administrators.
•  Examples of real cases which have been brought forth by the Commission

To get started simply click on the item of interest from the menu on the left.

Please note that some sections will require you to have the latest version of Adobe Acrobat Reader to view the files.  To obtain the latest free version simply click here.