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POLICIES
Policy on the Interim Treatment of
Master/Feeder Fund Structures
GUIDELINES & GUIDANCE NOTES
Guide to Onsite Examination
Process
Draft Guidelines on
Continuing Obligations for Registrants under the SIA, 1999
Draft
Guidelines on Continuing Obligations for Licensees/Registrants under the
IFA, 2003
Material Change Information Guidelines
E-Filing Guidance Notes
Please be advised that the stated resolutions
took immediate effect on their respective dates of passing and all
applications submitted since the relevant dates must comply with these
policy directives.
For a printable version of the above policy
directives please
download the PDF file.
You will need the latest version of Adobe Acrobat to view the file.
To obtain the latest free version simply
click here.
For more information on these policy
directives please
contact
the Commission directly.
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