POLICIES

Policy on the Interim Treatment of Master/Feeder Fund Structures

GUIDELINES & GUIDANCE NOTES

Guide to Onsite Examination Process

Draft Guidelines on Continuing Obligations for Registrants under the SIA, 1999

Draft Guidelines on Continuing Obligations for Licensees/Registrants under the IFA, 2003

Material Change Information Guidelines

E-Filing Guidance Notes

Please be advised that the stated resolutions took immediate effect on their respective dates of passing and all applications submitted since the relevant dates must comply with these policy directives.

For a printable version of the above policy directives please download the PDF file.  You will need the latest version of Adobe Acrobat to view the file.  To obtain the latest free version simply click here.

For more information on these policy directives please contact the Commission directly.