SCB


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A vibrant, competitive financial services sector that has sound regulatory practices and policies that promotes confidence.

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

General Forms

Notification of Lost Certificate

Schedule 5 Form H	Financial and Operational Reports
SIA Annual Information Update Form
Declaration for a Securities Investment Advisor Firm

Schedule 5 Form G

Termination of Employment

Schedule 7	Retirement or Dismissal of an Investment Funds Administrator
Schedule 9	Change in Investment Funds Administrator
Schedule 11 Form B	Annual Declaration for an Investment Fund Administrator
Schedule 11 Form B	IFA Annual Information Update Form
Schedule 11 Form B	IFA Annual Information Update Form (Exempt)
Schedule 11 Form C	Annual Declaration for a Non-Bahamas Based Investment Fund Representative

Schedule 8	Transfer of an Investment Fund from The Bahamas
Schedule 11 Form A	Annual Declaration for an Investment Fund

FCSP Annual Information Update Form
FCSP Examination Form (FCSPs)