SIA Bill 2011
2011 Statement of Priorities
Other Information

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promotes confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

Securities Industry Act, 1999

Continuing Obligations for Public Companies PDF
Continuing Obligations for Constituents under the SIA, 1999 PDF
Registrar and Transfer Agent Registration Process PDF

Investment Funds Act, 2003

Continuing Obligations for Constituents under the IFA, 2003 PDF

Financial and Corporate Service Providers Act, 2000

Listing of Authorized Accountants of FCSPs for 2012 PDF
Letter of Appointment for Authorized Accountants PDF
FCSP Licensing Requirements PDF
Information for Financial and Corporate Service Providers PDF
AML Code of Practice for FCSPs PDF


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