Offerings
Fees
For the promulgated fees in effect, please refer to the Securities Industry (Fee) Rules, 2024
Filing Fees Under Parts XI and XII
| Description | Filing Fee |
| Filing of preliminary prospectus | $2,500.00 |
| Filing – Final Prospectus | 0.1% of issue value of securities minimum of $25,000.00 |
| Filing on an amended Prospectus | $1,000.00 |
| Filing of Documents by approved foreign issuer exempted under Regulation 115 of the Securities Industry Regulations (Ch. 363) | $3,125.00 |
| Filing of Notice of Exempt Transaction | $4,000.00 |
| Filing of Takeover Bid Document | 0.1% of value of the bid |
| Filing of Director’s Circular | $2,500.00 |
| Filing of Management Proxy Statement | $1,000.00 |
Please note that conversion charges will apply for fees remitted via wire transfer (USD).
Ongoing Reporting Obligations and Forms
Ongoing Reporting Obligations for Constituents under the SIA, 2011
| INITIAL PUBLIC OFFERS | ||
| Prospectus and Prospectus Form | File prospectus with the Commission prior to public offer | Section 83 Regulations 95 Form 15, Schedule 2 |
| Materials to be filed with Preliminary Prospectus | File concurrently with Preliminary Prospectus to the Commission | Regulations 96 Section 1, Appendix B Form 15, Schedule 2 |
| Materials to be filed with Final Prospectus or made available for public inspection |
File concurrently with Final Prospectus to the Commission Public Distribution |
Regulations 97 Section 2, Appendix B Form 15, Schedule 2Section 4, Appendix B Form 15, Schedule 2 |
| PROXY REQUIREMENTS | ||
| File Copies of any Proxy Material | File concurrently when sending proxy material with the Commission | Section 103 Regulations 131, 126, 127 Form 20 and Form 21, Schedule 2 |
| EXEMPT TRANSACTIONS/PRIVATE PLACEMENTS/RIGHTS OFFERINGS | ||
| Notice of Exempt Transaction | 5 days prior to the first sale of securities | Regulation 116 Form 16 |
Alerts and Notices
