Investor Alerts and Public Notices
2024
- Re: Arrow Fortune Limited, Apex Platform, Curion Finance Not Regulated by the Securities Commission of The Bahamas
- Re: RIA Company Ltd.
- Re: JTS INVESTMENT SECURITIES LTD dba LOANS BY PHONE
- Re: GBS Gold Standard Bank Ltd d/b/a: GS Partners, Swiss Valorem Bank Ltd. et al
- Re: Infinity Kairos International Ltd.
- Re: Fake SCB website
- Re: Entities Not Regulated by the Securities Commission of The Bahamas (July)
- Re: My Investment Market
- Re: Auto H and L Ltd. - Current and Past Clients to contact AHL concerning Interest Repayment
- Re: Entities Not Regulated by the Securities Commission of The Bahamas (May)
- Re: WINDING UP PETITION FOR MDOLLAZ LTD. dba ARAWAKX, AND RELATED MATTERS.
- Re: Joint Authorised Agent Training
- Re: Beyond Trading, Billionaire Traders & Ben Mel Trading
2023
- Re: Blackwell Global Investments Limited (Counterfeit websites of SCB regulated person)
- Re: Revocation of licences under the Financial and Corporate Service Providers Act, 2020
- Re: FMFW Ltd
- Re: Entities Not Regulated by the Securities Commission of The Bahamas (August)
- Re: Entities Not Regulated by the Securities Commission of The Bahamas (May)
- Re: Joint Authorised Agent Training
2022
- Re: Twitter Account Impersonation
- Re: Office Closure - Tropical Storm Nicole
- Re: MMG Fund Services Bank
- Re: Cash Forex Group
- Re: Entities Not Regulated by the Securities Commission of The Bahamas
- Re: Evolve Invest Limited Not Regulated By The Securities Commission
- Re: Financial Schemes Are Unlawful
- Re: GFSR's Directive on Russian Business Activities
- Re: Provision of Entity Data for Substantial Activities Requirements Pursuant to CESRA, 2018
- Re: Guidance Regarding the Ministry of Finance's Notice Re: Outstanding Real Property Tax
- Re: Joint Authorised Agent Training 2022
2021
- Re: SCB Operational Changes
- Re: FX PRIMARY LTD, FXPRIMARY LLC
- Re: Asue Maxxed (ASM), Asue Maxx, Amaxx, Amaxx Financials, Amaxx Investments, Amaxx Cash Management, Amaxxed Financial Inc.
- Re: Ray-E Securities Investment Company
- Re: Ruimei Global
- Re: ANS-AK.com
- Re: Tradevolt
- Re: Entities Not Regulated by the Securities Commission of The Bahamas
- Re: Karatbars International
- Re: Wiseling
- Re: Qubittech
- Re: Joint Authorised Agent Training 2021
- Re: Registered Agent Onboarding to the Secure Search System in Compliance with the Register of Beneficial Ownership Act, 2018
2020
- Re: “No Action” Extension Of Statutory Deadline For IFA, 2019
- Re: Blacc Legacy Investment Fund
- Re: Cash Forex Group
- Re: SCB CFD Reduced Quarterly Activity Fee Policy
- RE: “No Action” On Specific Registration Requirement and Extension Of Statutory Transition Period For Securities Industry (Contracts For Differences) Rules, 2020
- RE: Foundation Family Sou Sou or African Sou Sou
- RE: Office Closure (Tropical Storm Laura)
- Re: No Action Extensions of Statutory Deadline for IFA 2019
- Guidance to Registrants and Licensees With Respect To Emergency Powers (COVID 19) Regulations, 2020 (Chapter 34), Emergency Power (COVID 19 Pandemic) (Lockdown) Order 2020
- RE: Office Closure (Hurricane Isaias)
- Re: MLM-FOREX Scams In The Bahamas
- Re: SCB Operational Changes Regarding Delivery Of Packages
- Re: Extension of Statutory Filing Deadlines
- Re: Guidance to Registrants and Licensees with Respect to Exemptions To Order 3(1) of the Emergency Powers (COVID 19) (No. 2) Order, 2020
- Re: Guidance on Emergency Powers (COVID 19)(No.2) Order, 2020
- Re: SCB Operational Changes as a Result of Emergency Powers (COVID 19)(NO. 1) Order, 2020
- Re: Guidance on Emergency Powers (COVID 19)(No. 1) Order, 2020
- Re: SCB Operational Changes in Response to COVID-19
- Re: Securities Commission of The Bahamas - Fraud Matter.
- Re: United Nations Security Council Committee Sanctions List Amendment – Seka Bakulu
- Re: Regulatory Capital Calculations
- Re: United Nations Security Council Committee Sanctions List Amendment – Amadou Koufa
- RE: Joint Authorised Agent Training.
- RE: Pacifico Global Advisors Ltd.
2019
- RE: Swiss America Securities Ltd Temporary Suspension
- RE: Office Closure 30 August 2019
- RE: UNSCR Follow Up Notice and Forms
- RE: Office Closure 9 August 2019
- RE: SOVEREIGN FRIENDLY SOCIETY; FUSION FRIENDLY SOCIETY; CANNA FRIENDLY SOCIETY; FUSION BANK; and FUSION FINANCIAL
- RE: CAPITAL TRUST REALTY
- RE: International Obligations (Economic and Ancillary Measures) (Iran) Order, 2019 – (S.I. No. 36 of 2019) (“the Iran Order”) Notice
- RE: International Obligations (Economic and Ancillary Measures) Act, Chapter 16 – Excluded List of Individuals and Entities
- RE: RE: International Obligations (Economic and Ancillary Measures) Act, Chapter 16 (“IOEAMA”) (‘the DPRK Order”)
- RE: FCSP Joint Agent Training
- RE: International Obligations (Economic and Ancillary Measures) Act, Chapter 16 (IOEAMA)
2018
- RE: Securities Commission of The Bahamas Office Relocation (effective 17 December 2018)
- Re: IMARKETS LIVE – FOREX TRADING
- Re: Arrest of Matthias Krull
- Re: National AML CFT Conference September
- Re: Biscayne Capital Ltd. (Winding Up Order)
- Re: Joint Authorised Agent Training
- Re: Promulgation Of The Securities Industry (Fee) (Amendment) Rules_ 2017
2017
- Re: Biscayne Capital Ltd. (Application for Winding Up/Appointment of Provisional Liquidator)
- Re: Pineapple Express Asue Holders
- RE: IMARKETS LIVE – FOREX TRADING
- RE: Issuance of Guideline on the Management of Accounting Records
- RE: Tillerman Securities Limited (Liquidation under Supervision of Court
- RE: Prime Bank & Trust Ltd.
- RE: Tillerman Securities Limited Voluntary Liquidation
- RE: Joint Authorised Agent Training
- RE: Jaguar International Investments / International Investments Clearing S.A
- RE: Cornerstone Private Capital Group Ltd.
- RE: Doctors/Doctors Of Wisdom Limited
Archive
2016
- Office Closure December 23 2016
- Re: Tillerman Securities Ltd. (Application for Winding Up/Appointment of Provisional Liquidator)
- Re: Financial and Corporate Service Providers (Amendment) Bill
- Re: Public Consultation on the Draft Financial and Corporate Service Providers (Money Lenders) Rules, 2016
- RE: Draft Financial and Corporate Service Providers (Money Lenders) Rules 2016
- RE: Promulgation of the Securities Industry (Anti Money Laundering And Countering the Financing of Terrorism) Rules, 2015
- RE: Penalty Assessments
- RE: Suitability Guidelines and Penalty Assessments
- RE: FCSP Agent Training
2015
- RE: Office Closure DECEMBER 31, 2015 (New Year’s Eve)
- RE: Office Closure DECEMBER 24, 2015
- RE: Proposed Securities Industry (Registration of Registrar and Transfer Agents) Rules, 2015
- RE: Reminder for Submission to the 2014 On-Site Examination Financial & Corporate Service Providers
- RE: 2015 Authorised Agent Listing
- RE: Money Finders
- RE: Global Proprietary Traders
- RE: GreenKey Securities
- RE: BFD Financial Services
- RE: Joint Authorised Agent Training
2014
- RE: Financial Transaction Reporting (Amendment) Act, 2014
- RE: Proposed Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2014
- RE: Draft Securities Industry Disciplinary Proceedings (Hearings and Settlements) Rules Issued for Consultation
- RE: FCSP Authorised Agent Special Training
- RE: The Investment Funds (Amendments) Regulations, 2013
- RE: Bahamas Union of Teachers Holding Company Limited Proposed Initial Public Offering
- RE: Authorised Agents Training
- RE: Annual Routine On-Site Examination of FCSPs
2013
- RE: Securities Industry (Investment Funds Fees) Rule, 2014
- RE: Unlicensed FCSP Operators
- RE: Extension of Inspector’s Agent Application Deadline to 31 January 2013
2012
- RE: Revocation of Licenses
- RE: Definition of Financial Services under the FCSPA, 2000
- RE: Equitable Settlement AG, Intrum SA, and Equity Swiss Refinance AG
- RE: Super Value Food Stores Limited
- RE: Regulatory Status of Bahamas Supermarkets Limited
- RE: Protocol for On-Site Examinations for Jointly Regulated Entities
2011
- RE: Re-Categorization of Firms and Individuals under the SIA 2011
- RE: Regulatory Status of BSL
- RE: Requirements for Financial Filings (SIA, 1999)
- RE: Regulatory Authority on Information Sharing
- RE: Consultation White Paper on Physical Presence
- RE: Regulatory Status of Bahamas Supermarkets Limited
- RE: Tortola Capital
- RE: Release of Updated SCB AML-CFT Guidelines
- RE: Policy for Licensing SIAs
- RE: Registration of Registrar and Transfer Agents
- RE: Transfer of the Examination for FCSP to the Commission under the FCSPA 2000
- RE: Cornish Willoughby Associates
- RE: Life Group International
- RE: Progressive Management
- RE: Water Investment
- RE: Suspension Lifted on Trading of AML Shares
- RE: Suspension of Trading in Shares of AML Foods Limited
- RE: International Best Practices for Takeovers
- RE: Energy Group International
- RE: Crosslands CGMA Brokers
2010
- RE: Calculation of the Rate of Interest
- RE: SCB-Guidance Notes: Fitness and Propriety of MLROs
- RE: Unlicensed FCSP Operators (Extension of Time Limit)
- RE: Unlicensed FCSP Operators
- RE: Amendments to IFA 2003 and IFR 2003
- RE: Taurus Global Markets
- RE: The Hastings Capital Group
- RE: Hi-Tech America Development Company
- RE: Stock Exchange of the Caribbean & Solaris Holding International Inc.
2009
- RE: Liberia Order 08
- RE: Mellor Holdings
- RE: Revised Guidelines on Anti-Money Laundering and the Countering Financing of Terrorism
- RE: Gulf International Investment
- RE: Imperia Invest IBC
- Re: World Distribution Network
2006
2005
2004
- RE: Extension of Time Periods specified in Sections 66(1), 66(2) & 67(1) of the IFA, 2003
- RE: Mario Jaeger & JR CTS Trend Ltd.
- RE: Meridian Capital Investments INC.
- RE: Summit Capital Corp. INC.
- RE: Atlantis Capital Fund Limited
2003
- RE: Lampley, Lampley & Jones
- RE: Laverty Assets Ltd. - Graves Stanley & Peabody Limited (aka GSP Limited)
2001
- RE: Exchange Control Regulations (Iraq) Directions 1990
- RE: The Oracle Fund Ltd. and Fortis Fund Services (Bahamas)
- RE: The Commission Lifts Conditions - Fortis Funds Services (Bahamas) Ltd.
2000