Rules - Securities Commission of The Bahamas
Securities Industry Act
- Securities Industry (Business Capital) Rules, 2021
- Securities Industry (Fee) Rules, 2020
- Securities Industry (Contract for Differences) Rules, 2020
- Securities Industry (Take-Over) Rules, 2019
- Securities Industry (Take-Over)(Amendment) Rules, 2020
- Securities Industry (Corporate Governance) Rules, 2019
- Securities Industry (Corporate Governance)(Amendment) Rules, 2020
- Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) (Amendment) Rules, 2019
- Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism)(Amendment) Rules, 2020
- Securities Industry (Compliance Officer) Rules, 2019
- Securities Industry (Fees)(Amendment) Rules, 2020
- Securities Industry (Fee) (Amendment) Rules, 2017
- Securities Industry (Disciplinary Proceedings) (Hearings and Settlements) Rules, 2017
- Securities Industry (Registration of Registrar and Transfer Agents) Rules, 2016
- Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2015
- Securities Industry (Fee) Rules, 2012
- Securities Industry (Physical Presence) Rules, 2012
Investment Fund Act
- Investment Funds (Fees) Rules, 2020
- Investment Funds (Fees) Rules, 2020 (Revoked)
- Investment Funds (Prescribed Jurisdictions) Rules, 2020
- Investment Funds Act (SMART Fund) Rules, 2003 [SFMs 001, 002, 003, 004]
- Investment Funds Act (Financial Statements Extension of Time) Rules, 2004
- Investment Funds Act (SMART Fund) Rules, 2005 [SFM 005]
- Investment Funds Act (SMART Fund) Rules, 2009 [SFM 006]
- Investment Funds Act (SMART Fund) Rules, 2012 [SFM 007]
Financial and Corporate Service Providers Act
- Financial and Corporate Service Providers (Fees) Rules, 2020
- Financial and Corporate Service Providers Act (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
- Financial and Corporate Service Providers (Anti Money Laundering and Countering the Financing of Terrorism)(Amendment) Rules, 2020
Digital Assets and Registered Exchanges Act
