Registrant Licensee Status Search - Securities Commission of The Bahamas

The Securities and Financial Services laws of The Bahamas, the Securities Industry Act, 2011, the Investment Funds Act, 2019, and the Financial and Corporate Service Providers Act, 2000 require all market participants operating in or from The Bahamas and products offered to the public to be licensed by or registered with the Securities Commission. Below you will find the current lists of all Securities Commission Licensees and Registrants

Securities Industry Act, 2011 (SIA)
Investment Funds Act, 2019 (IFA)

Investment Fund Administrators and Investment Funds

Financial and Corporate Service Providers Act, 2020 (FCSPA)
Digital Assets and Registered Exchanges Act, 2020 (DARE)