Offerings

Fees

For the promulgated fees in effect, please refer to the Securities Industry (Fee) (Amendment) Rules, 2017

REGISTERED FIRMS
Filing of Preliminary Prospectus $1,500.00 Filing of Preliminary Prospectus
Filing – Final Prospectus 0.1% of issue value of securities minimum of $20,000.00 EFiling – Final Prospectus
Filing of an amended Final Prospectus $700.00 Filing of an amended Final Prospectus
Filing of Documents by approved foreign issuer exempted under Regulation 115 $2,000.00 Filing of Documents by approved foreign issuer exempted under Regulation 115
Filing of Notice of Exempt Transaction $2,500.00 Filing of Notice of Exempt Transaction
Filing of Takeover Bid Document 0.1% of value of the bid Filing of Takeover Bid Document
Filing of Director’s Circular $1,500.00 Filing of Director’s Circular
Filing of Management Proxy Statement $700.00 Filing of Management Proxy Statement

Please note that conversion charges will apply for fees remitted via wire transfer (USD).

Ongoing Reporting Obligations and Forms

Ongoing Reporting Obligations for Constituents under the SIA, 2011

INITIAL PUBLIC OFFERS
Prospectus and Prospectus Form File prospectus with the Commission prior to public offer Section 83 Regulations 95 Form 15, Schedule 2
Materials to be filed with Preliminary Prospectus File concurrently with Preliminary Prospectus to the Commission Regulations 96
Section 1, Appendix B
Form 15, Schedule 2
Materials to be filed with Final Prospectus or made available for public inspection

File concurrently with Final Prospectus to the Commission

Public Distribution

Regulations 97
Section 2, Appendix B
Form 15, Schedule 2
Section 4, Appendix B Form 15, Schedule 2
PROXY REQUIREMENTS
File Copies of any Proxy Material File concurrently when sending proxy material with the Commission Section 103
Regulations 131, 126, 127 Form 20 and
Form 21, Schedule 2
EXEMPT TRANSACTIONS/PRIVATE PLACEMENTS/RIGHTS OFFERINGS
Notice of Exempt Transaction 5 days prior to the first sale of securities Regulation 116
Form 16
Alerts and Notices