Market Places and Clearing Facilities
Fees
For the promulgated fees in effect, please refer to the Securities Industry (Fee) Rules, 2020
| Category of Registration | Application Fee | Registration Fee | Annual Renewal Fee |
| Marketplace | $11,875.00 | $16,875.00 | $16,875.00 |
| Clearing Facility | $4,375.00 | $12,500.00 | $12,500.00 |
| Ancillary Facility | $2,500.00 | $4,375.00 | $5,625.00 |
Schedule of pro-rated annual fees
Please note that conversion charges will apply for fees remitted via wire transfer (USD).
Ongoing Reporting Obligations and Forms
Reporting Obligations - Ongoing Reporting Obligations for Constituents under the SIA, 2011
| INSIDER REPORTING | ||
| Initial Insider Report | No later than the 5th day after the date of the event triggering the obligation to file a report with the Commission. | Section 128 Regulation 136 Form 22, Schedule 2 |
Alerts and Notices
