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  • Home
  • The Commission
    • About us
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      • The Board
      • Organisation
        • Departments of the Commission
        • Organisation Chart
    • Cooperation
    • Opportunities
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  • Legislative Framework
    • Acts and Regulations
    • Rules
    • Orders
    • Policies
    • Guidance Notes and Statements Of Practice
    • Judgements
    • Disciplinary Decisions
    • Consultation Documents
  • Investor Centre
  • Supervision
    • Securities Industry Act
      • Securities Firms
      • Public Issuers
      • Individuals
      • Offerings
      • Market Places and Clearing Facilities
    • Investment Funds Act
      • Fund Administrators
      • Fund Managers
      • Investment Funds
      • Non-Bahamas based Funds
      • Individuals
    • Financial and Corporate Services Providers
      • Companies
      • Partnerships
      • Individuals
      • Inspectors Agents
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    • Investor Education Media
  • Contact Us
Home » Supervision » Securities Industry Act

Securities Industry Act

Click any of the icons below for applicable fees, forms and ongoing reporting obligations for licensable or registrable activities under this Act.”

 

Securities Firms

 

Public Issuers

 

Individuals

 

Offerings

 

Market Places and Clearing Facilities

Latest News

  • RE: Joint Authorised Agent Training 2021

  • Registrar General’s Register of Beneficial Ownership Act Notice

  • Updated Legislation Clearly Defines Financial and Corporate Service Providers

Upcoming events:

  • Fri
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    Good Friday

  • Mon
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    Whit Monday

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    Address:  
    Poinciana House - North Building
    2nd Floor
    31A East Bay Street
    P.O. Box N- 8347
    Nassau, The Bahamas
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    Phone:
    1 (242) 397-4100 (Nassau)
    1 (360) 450-0981 (International)
    Email:
    info@scb.gov.bs
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  • Home
  • The Commission
    ▼
    • About us
    • Structure and Organisation
      ▼
      • The Board
      • Organisation
        ▼
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        • Organisation Chart
    • Cooperation
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  • Legislative Framework
    ▼
    • Acts and Regulations
    • Rules
    • Orders
    • Policies
    • Guidance Notes and Statements Of Practice
    • Judgements
    • Disciplinary Decisions
    • Consultation Documents
  • Investor Centre
  • Supervision
    ▼
    • Securities Industry Act
      ▼
      • Securities Firms
      • Public Issuers
      • Individuals
      • Offerings
      • Market Places and Clearing Facilities
    • Investment Funds Act
      ▼
      • Fund Administrators
      • Fund Managers
      • Investment Funds
      • Non-Bahamas based Funds
      • Individuals
    • Financial and Corporate Services Providers
      ▼
      • Companies
      • Partnerships
      • Individuals
      • Inspectors Agents
  • Media
    ▼
    • Newsroom
      ▼
      • Media Releases
      • Investor Alerts and Notices
      • Special Announcements
      • Industry Notices
    • Speeches and Presentations
    • Publications
      ▼
      • Annual Reports
      • Documents
      • SCB Brief
    • Investor Education Media
  • Contact Us

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