Individuals - Securities Commission of The Bahamas
Fees
| Description | Filing Fee |
| Approval of the appointment or change in a director, operator, chief executive officer or other person for whom initial approval is required | $500.00 |
| Approval or change of a Compliance Officer or Money Laundering Reporting Officer (MLRO) | $875.00 |
Please note that conversion charges will apply for fees remitted via wire transfer (USD).
Applications
- For persons requiring approval under the Investment Funds Act 2019 (Application for Approval as CEO, Compliance Officer or MLRO Regulation 65, 67 and 70)
- Personal Questionnaire for Directors and Security Holders of Investment Fund Administrators (Regulation 60 and Section 57)
- Application for Approval as CEO, Compliance Officer or MLRO (Regulation 65, 67 and 70)
Other Information
