Market Places and Clearing Facilities - Securities Commission of The Bahamas
Fees
For the promulgated fees in effect, please refer to the Securities Industry (Fee) Rules, 2024
| Category of Registration | Application Fee | Registration Fee | Annual Renewal Fee |
| Marketplace | $15,000.00 | $21,000.00 | $21,000.00 |
| Clearing Facility | $5,500.00 | $15,625.00 | $15,625.00 |
| Ancillary Facility | $3,125.00 | $5,500.00 | $7,000.00 |
Schedule of pro-rated annual fees
Please note that conversion charges will apply for fees remitted via wire transfer (USD).
Ongoing Reporting Obligations and Forms
Reporting Obligations - Ongoing Reporting Obligations for Constituents under the SIA, 2011
| INSIDER REPORTING | ||
| Initial Insider Report | No later than the 5th day after the date of the event triggering the obligation to file a report with the Commission. | Section 128 Regulation 136 Form 22, Schedule 2 |
Alerts and Notices
