Consultation Documents - Securities Commission of The Bahamas

The Commission’s regulatory and supervisory authority is derived from legislation comprising various Acts and subsidiary legislation made thereunder consisting of Regulations, Rules and Guidelines.

Draft documents are circulated for industry-wide consultation and public review.

Submission of Comments
All comments, queries and/or concerns are welcomed and should be submitted to the noted addressees. You are however cautioned to observe the stated deadlines.

Draft Documents for Consultation

Document For Review Review Period Comment
Digital Assets and Registered Exchanges (Fee) Rules, 2024 3/10/2024 – 15/11/2024

Financial and Corporate Service Providers (Fees) Rules, 2024 3/10/2024 – 15/11/2024

Investment Funds (Fees) Rules, 2024 3/10/2024 – 15/11/2024

Securities Industry (Fees) Rules, 2024 3/10/2024 – 15/11/2024