Guidance Notes and Statements Of Practice

Guidelines

Guidelines

Applicable Legislation

Securities Industry Act
(2011)

Investment Funds Act
(2019)

Financial & Corporate
Service Providers Acts (2000)

Guideline On Suitability Of
Clients' Securities Transactions

Management of Accounting
Records Guidelines

Financial and Corporate Service
Providers Guidelines

Guidance Notes
Statements of Practice

Statements of Practice

Applicable Legislation

Securities
Industry Act (2011)

Investment
Funds Act (2019)

Financial & Corporate
Service Providers Acts (2000)

Statement of Practice for the
Issuance of Blank Licenses