Enforcement - Securities Commission of The Bahamas

The Commission, via the Enforcement Department, is responsible for investigating allegations of misconduct and initiating appropriate proceedings, criminal or administrative, against persons who contravene the various laws the Commission is responsible for administering.

Supervisory Matters

Find matters involving the winding up or liquidation of regulated and non-regulated persons.

Disciplinary Decisions

Find final decisions issued by the Commission’s Hearing Panel for non-compliance with securities laws.


Find final decisions brought about by way of a settlement.



Find judgments issued by the local Courts involving the Commission’s exercise of its authority.