Rules and Order (Other) - Securities Commission of The Bahamas
Rules
- Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
- Securities Industry (Compliance Officer) Rules, 2019
- Securities Industry (Fee) (Amendment) Rules, 2017
- Securities Industry (Disciplinary Proceedings) (Hearings and Settlements) Rules, 2017
- Securities Industry (Registration of Registrar and Transfer Agents) Rules, 2016
- Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2015
- Securities Industry (Fee) Rules, 2012
- Securities Industry (Physical Presence) Rules, 2012
- Investment Funds (SMART Fund) Rules, 2003 [SFMs 001, 002, 003, 004]
- Investment Funds (Financial Statements Extension of Time) Rules, 2004
- Investment Funds (SMART Fund) Rules, 2005 [SFM 005]
- Investment Funds (SMART Fund) Rules, 2009 [SFM 006]
- Investment Funds (SMART Fund) Rules, 2012 [SFM 007]
- Financial and Corporate Service Providers (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
Orders (Other)
- International Obligations (Economic and Ancillary Measures) (Iraq) (Order), 2018
- International Obligations (Economic and Ancillary Measures) (Afghanistan) (Order), 2018
- International Business Companies (Accounting Records Order), 2013
- International Business Companies (Accounting Records Order), 2016
