Rules and Guidelines

Rules

Securities Industry Act
Securities Industry Act (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
Securities Industry Act (Compliance Officer) Rules, 2019
Securities Industry Act (Fee) (Amendment) Rules, 2017
Securities Industry Act (Disciplinary Proceedings) (Hearings and Settlements) Rules, 2017
Securities Industry Act (Registration of Registrar and Transfer Agents) Rules, 2016
Securities Industry Act (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2015
Securities Industry Act (Fee) Rules, 2012
Securities Industry Act (Physical Presence) Rules, 2012

Investment Fund Act
Investment Funds Act (SMART Fund) Rules, 2003 [SFMs 001, 002, 003, 004]
Investment Funds Act (Financial Statements Extension of Time) Rules, 2004
Investment Funds Act (SMART Fund) Rules, 2005 [SFM 005]
Investment Funds Act (SMART Fund) Rules, 2009 [SFM 006]
Investment Funds Act (SMART Fund) Rules, 2012 [SFM 007]

Financial and Corporate Service Providers Act
Financial and Corporate Service Providers Act (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
Financial and Corporate Service Providers Act (Anti Money Laundering and Countering the Financing of Terrorism) Rules, 2019
Financial and Corporate Service Providers Act (License) Amendment) Order, 2009
Orders

Other Orders
International Obligations (Economic and Ancillary Measures) (Iraq) (Order), 2018
International Obligations (Economic and Ancillary Measures) (Afghanistan) (Order), 2018
International Business Companies (Accounting Records Order), 2013
International Business Companies (Accounting Records Order), 2016