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News and Events
Commission Releases
Draft Securities Legislation, 2009
Physical Presence Requirements for Registrants of SIA, 1999
Guidelines for Fast Track Application Process
Information for Financial and Corporate
Service Providers
Press Releases:
Money Laundering Allegation Involving Sidney Cambridge
The New Registration Process under the Draft Securities Legislation, 2009
International Cooperation
Overview of Legislation Changes and Consultation
Current list of
licensees/registrants under:
Financial and Corporate Service Providers Act, 2000
Investment Fund Administrators - 2003
Investment Funds - 2003
Securities Industry Act, 1999
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