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News and Events
IOSCO's Annual Conference 2008
Commission releases
Draft Securities
Industry Act, 2008 for consultation
Regulatory Guide - Continuing Obligations for Registrants
under the SIA 1999
Regulatory Guide - Continuing Obligations for
Registrants under the IFA 2003
Current list of
licensees/registrants under:
Financial and Corporate Service Providers Act, 2000
Investment Funds Act, 2003
Securities Industry Act, 1999
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